Premier Investment Partner Limited’s (“PIPL”) corporate governance is more than compliance; it is a commitment to ethical leadership, sound risk management, and long-term value creation. As a financial institution regulated by the Abu Dhabi Global Market (ADGM), we adhere to the highest standards of governance in alignment with ADGM's robust legal and regulatory framework.

Documents to download:

PIPL’s governance model complies with ADGM's Companies Regulations 2020, Financial Services Regulatory Authority (FSRA) rules, and international best practices. This ensures that we uphold principles of transparency, accountability, fairness, and responsibility across all our operations.

In alignment with the FSRA’s governance rules, our Board is composed of independent and executive directors with deep financial, legal, and risk expertise. The role of the Board is to provide entrepreneurial leadership of PIPL within a framework of prudent and effective controls which enables risks to be assessed and managed. The Board is collectively responsible for the long-term success of PIPL.

To enhance governance effectiveness, the Board has delegated specific responsibilities to its committees:

1. Audit Risk & Compliance Committee
Oversees financial reporting integrity, the external audit process, and the internal audit function in accordance with FSRA requirements and reviews and monitors risk appetite, regulatory compliance, and the effectiveness of the risk management framework, as per FSRA’s Prudential - Investment, Insurance Intermediation and Banking Rules (PRU).

2. Governance and Nomination Committee
Ensures strong board governance practices, succession planning, and the appointment of qualified and diverse directors.

3. Remuneration Committee
Designs and implements remuneration policies that align with risk-adjusted performance and long-term institutional goals, as required under FSRA Conduct of Business Rules (COBS).
‍
4. Finance Committee
The Finance Committee is tasked with overseeing the financial health of the organization, including budgeting, financial reporting, treasury operations, and long-term financial planning.

Premier Investment Partners Limited’s executive management team has over 50 years of combined experience, demonstrating deep industry knowledge and a proven track record of delivering strong financial performance.

Senior Executive Officer (SEO)Drives strategy execution and business growth
Compliance Officer/MLROEnsures AML/KYC frameworks and compliance with FSRA regulation
Chief Financial Officer (CFO)Oversees financial integrity and prudential reporting (aligned with PRU Rules)
Chief Risk Officer (CRO)Manages enterprise risk, operational resilience, and periodic risk assessment

We maintain a comprehensive Enterprise Risk Management (ERM) framework in line with FSRA’s regulatory expectations. Our approach integrates risk identification, assessment, mitigation, and monitoring into all levels of the business. A designated Senior Executive Officer (SEO) and Compliance Officer are appointed and approved by the FSRA to oversee our compliance and risk posture.

PIPL’s approach to AML enables it to conform to its Charter, Financial Action Task Force (FATF) Recommendations on Anti-Money Laundering and Countering Terrorist Financing and the Wolfsberg Principles. PIP is committed to instituting rigorous policies, to prevent and deter money laundering, terrorist financing, and other financial crimes in line with best practice.

PIPL’s Code of Ethics and Professional Conduct sets out the ethical standards and expectations for directors, officers, and employees. It reinforces our zero-tolerance policy toward conflicts of interest, bribery, and misconduct, and ensures compliance with ADGM’s Anti-Money Laundering and Counter-Terrorist Financing (AML/CTF) framework.

PIPL ensures the rights of shareholders are protected and encourages active engagement. We comply with ADGM disclosure obligations and promote transparency through timely reporting and open communication.

PIPL is licensed and regulated by the Financial Services Regulatory Authority (FSRA) of ADGM. Our governance, financial reporting, and risk practices are regularly reviewed to ensure full regulatory compliance.

As responsible advisors, we integrate ESG considerations into both internal culture and client outcomes:
‍
• Governance aligned with UN SDGs and global ESG standards
‍
• Transparent reporting on ESG performance in advisory and investment services
‍
• Active consideration of environmental and social risks in financial advice and client strategy